700+ câu trắc nghiệm Đầu tư dự án có đáp án - Phần 12

You sold short 100 shares of common stock at \$45 per share. The initial margin is 50%. Your initial investment was

You sold short 100 shares of common stock at \$45 per share. The initial margin is 50%. At what stock price would you receive a margin call if the maintenance margin is 35%?

You sold short 100 shares of common stock at \$75 per share. The initial margin is 50%. At what stock price would you receive a margin call if the maintenance margin is 30%?

You sold short 200 shares of common stock at \$60 per share. The initial margin is 60%. Your initial investment was

You want to purchase GM stock at \$40 from your broker using as little of your own money as possible. If initial margin is 50% and you have \$4000 to invest, how many shares can you buy?

A mutual fund had average daily assets of \$3.0 billion in 2009. The fund sold \$600 million worth of stock and purchased \$700 million worth of stock during the year. The fund's turnover ratio is .

A mutual fund had NAV per share of \$19.00 on January 1, 2009. On December 31 of the same year the fund's NAV was \$19.14. Income distributions were \$0.57 and the fund had capital gain distributions of \$1.12. Without considering taxes and transactions costs, what rate of return did an investor receive on the fund last year?

A mutual fund had NAV per share of \$37.12 on January 1, 2009. On December 31 of the same year the fund's rate of return for the year was 11.0%. Income distributions were \$2.26 and the fund had capital gain distributions of \$1.64. Without considering taxes and transactions costs, what ending NAV would you calculate?

A mutual fund had year-end assets of \$250,000,000 and liabilities of

\$4,000,000. There were 3,750,000 shares in the fund at year-end. What was the mutual fund's Net Asset Value?

Assume that you purchased shares of a mutual fund at a net asset value of \$14.50 per share. During the year you received dividend income distributions of \$0.27 per share and capital gains distributions of \$0.65 per share. At the end of the year the shares had a net asset value of \$13.74 per share. What was your rate of return on this investment?

At issue, offering prices of open-end funds will often be

Closed end funds are frequently issued at a ______to NAV and subsequently trade at a ________to NAV.

Differences between hedge funds and mutual funds are that______

Investors' Choice Fund had NAV per share of \$37.25 on January 1, 2009. On December 31 of the same year the fund's rate of return for the year was 17.3%. Income distributions were \$1.14 and the fund had capital gain distributions of \$1.35. Without considering taxes and transactions costs, what ending NAV would you calculate for Investors' Choice?

Investors in closed-end funds who wish to liquidate their positions must

Management fees and other expenses of mutual funds may include?

Most actively managed mutual funds, when compared to a market index such as the Wilshire 5000,

Multiple Mutual Funds had year-end assets of \$457,000,000 and liabilities of \$17,000,000. There were 24,300,000 shares in the fund at year-end. What was Multiple Mutual's Net Asset Value?

Of the following types of ETFs, an investor that wishes to invest in a diversified portfolio that tracks the MSCI Japan Index should choose

Of the following types of mutual funds, an investor that wishes to invest in a diversified portfolio of stocks worldwide (including the U.S.) should choose

Of the following types of mutual funds, an investor that wishes to invest in a diversified portfolio of foreign stocks (excluding the U.S.) should choose

Pinnacle Fund had year-end assets of \$825,000,000 and liabilities of

\$25,000,000. If Pinnacle's NAV was \$32.18, how many shares must have been held in the fund?

Pools of money invested in a portfolio that is fixed for the life of the fund are called

The fee that mutual funds use to help pay for advertising and promotional literature is called a

The Profitability Fund had NAV per share of \$17.50 on January 1, 2009. On December 31 of the same year the fund's NAV was \$19.47. Income distributions were \$0.75 and the fund had capital gain distributions of \$1.00. Without considering taxes and transactions costs, what rate of return did an investor receive on the Profitability fund last year?

Which of the following functions do investment companies perform for their investors?

Which of the following statements about Money Market Mutual Funds is true?

Which of the following statements about Real Estate Investment Trusts is true?

Which of the following would increase the net asset value of a mutual fund share, assuming all other things remain unchanged?

Which one of the following statements regarding closed-end mutual funds is false?

Which one of the following statements regarding open-end mutual funds is false?

You purchased shares of a mutual fund at a price of \$12 per share at the beginning of the year and paid a front-end load of 4.75%. If the securities in which the fund invested increased in value by 9% during the year, and the fund's expense ratio was 1.5%, your return if you sold the fund at the end of the year would be_____%.

You purchased shares of a mutual fund at a price of \$20 per share at the beginning of the year and paid a front-end load of 5.75%. If the securities in which the fund invested increased in value by 11% during the year, and the fund's expense ratio was 1.25%, your return if you sold the fund at the end of the year would be______%.